Filing Details
- Accession Number:
- 0001140361-16-086723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 12:29:05
- Reporting Period:
- 2016-11-11
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 12:29:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1409375 | Orion Energy Systems Inc. | OESX | Electric Lighting & Wiring Equipment (3640) | 391847269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595067 | Marc Meade | 2210 Woodland Drive Manitowoc WI 54220 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-11 | 300 | $1.60 | 221,149 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-11-11 | 2,700 | $1.60 | 223,849 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | $4.70 | 2011-02-01 | 2020-02-01 | 5,000 | 5,000 | Direct |
| Common Stock | Stock Options (right to buy) | $3.46 | 2011-05-18 | 2020-05-18 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Options (right to buy) | $3.45 | 2011-11-01 | 2020-11-01 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Options (right to buy) | $2.05 | 2014-02-01 | 2023-02-01 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-01 | 5,000 | 5,000 | Direct |
| 2020-05-18 | 20,000 | 20,000 | Direct |
| 2020-11-01 | 25,000 | 25,000 | Direct |
| 2023-02-01 | 20,000 | 20,000 | Direct |
Footnotes
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2010, vests and becomes exercisable in 20% increments on February 1, 2011, 2012, 2013, 2014 and 2015, respectively.
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 10% increments on May 18, 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019 and 2020, respectively.
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 1, 2010, vests and becomes exercisable in 20% increments on November 1, 2011, 2012, 2013, 2014 and 2015, respectively.
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 1, 2013, vests and becomes exercisable in 20% increments on February 1, 2014, 2015, 2016, 2017 and 2018, respectively.
Billionaire Hedge Funds
