Filing Details

Accession Number:
0001562180-16-003480
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 12:27:15
Reporting Period:
2016-11-14
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 12:27:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378946 People's United Financial Inc. PBCT Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447579 E Robert Trautmann Peoples United Bank, N.a.
850 Main Street
Bridgeport CT 06604
Sr Ex Vp, Gen Cnsl & Secretary No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-14 20,555 $15.80 46,499 No 4 M Direct
Common Stock Acquisiton 2016-11-14 20,891 $16.58 67,390 No 4 M Direct
Common Stock Acquisiton 2016-11-14 4,124 $16.93 71,514 No 4 M Direct
Common Stock Acquisiton 2016-11-14 2,956 $16.93 74,470 No 4 M Direct
Common Stock Acquisiton 2016-11-14 7,550 $16.94 82,020 No 4 M Direct
Common Stock Acquisiton 2016-11-14 3,517 $16.94 85,537 No 4 M Direct
Common Stock Disposition 2016-11-14 59,593 $18.69 25,944 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Buy Disposition 2016-11-14 20,555 $0.00 20,555 $15.80
Common Stock Employee Option to Buy Disposition 2016-11-14 20,891 $0.00 20,891 $16.58
Common Stock Employee Option to Buy Disposition 2016-11-14 4,124 $0.00 4,124 $16.93
Common Stock Employee Option to Buy Disposition 2016-11-14 2,956 $0.00 2,956 $16.93
Common Stock Employee Option to Buy Disposition 2016-11-14 7,550 $0.00 7,550 $16.94
Common Stock Employee Option to Buy Disposition 2016-11-14 3,517 $0.00 3,517 $16.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-01-28 No 4 M Direct
0 2019-01-22 No 4 M Direct
2,956 2018-11-20 No 4 M Direct
0 2018-11-20 No 4 M Direct
0 2018-02-21 No 4 M Direct
0 2018-02-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 61,506 Indirect Robert Edward Trautmann Revocable Trust
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $18.64 to $18.76. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes 4,331 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 47 shares acquired through dividend reinvestment) based on 9/30/2016 Plan statement.
  3. Exercisable in annual increments on 1/25/2012 (50%); 1/25/2013 (25%); and 1/25/2014 (25%).
  4. Exercisable in annual increments on 2/01/11 (50%); 2/01/12 (25%); and 2/01/13 (25%).
  5. Exercisable in annual increments on 11/20/2010 (50%); 11/20/2011 (25%); and 11/20/2012 (25%).
  6. Exercisable in annual increments on 2/01/2010 (50%); 2/01/2011 (25%); and 2/01/2012 (25%).