Home > Insider Trading > Filing (0000091142-16-000120)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1399737	F James Stern	A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224	Exec Vp, General Counsel & Sec	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2016-08-25	1,007	$0.00	85,267	No	4	G	Direct
Common Stock	Disposition	2006-08-26	329	$0.00	84,938	No	4	G	Direct
Common Stock	Disposition	2016-09-01	11	$0.00	84,927	No	4	G	Direct
Common Stock	Disposition	2016-11-14	20,000	$47.69	149,854	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	G	Direct
No	4	G	Direct
No	4	G	Direct
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (Employee Right to Buy)	$0.00			0	89,400	Direct
Common Stock	Restricted Stock Units	$0.00			0	18,760	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	89,400	Direct
	0	18,760	Direct

Footnotes

Gift
On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 84,927 additional shares of Common Stock.
On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 44,700 additional Employee Stock Options.
On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for-1, resulting in the reporting person's ownership of 9,380 additional Restricted Stock Units.