Filing Details

Accession Number:
0001613754-16-000011
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-11-14 20:53:55
Reporting Period:
2016-06-16
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 20:53:55
Original Submission Date:
2016-06-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613754 David Toth 1250 53Rd Street
Suite 2
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-16 8,069 $0.00 147,958 No 4 A Direct
Common Stock Disposition 2016-06-16 4,000 $12.18 143,958 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Each share of common stock is represented by a Restricted Stock Unit ("RSU"). One - hundred percent (100%) of the shares subject to the RSU vest upon the earlier of (i) the day prior the next years annual meeting of stockholders, or (ii) one year from the date of grant, subject to continued service as a director through the applicable vesting date.
  2. Of the reported shares, 9,631 shares are represented by RSUs.
  3. The original form 4 filed on June 17, 2016 is amended by this Form 4 amendment to correctly reflect the Reporting Person's ownership of common stock. No other changes have been made to the original Form 4.
  4. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18 2015.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.09 to $12.28 per share. The Reporting Person undertakes to provide to the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.