Filing Details

Accession Number:
0001209191-16-149954
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 19:03:08
Reporting Period:
2016-11-11
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 19:03:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575515 Sprouts Farmers Market Inc. SFM Retail-Grocery Stores (5411) 320331600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581625 F. Brandon Lombardi 5455 East High Street
Suite 111
Phoenix AZ 85054
Chief Hr & Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2016-11-11 11,500 $6.01 30,118 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2016-11-11 11,500 $21.03 18,618 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2016-11-11 11,459 $3.78 30,077 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2016-11-11 11,459 $21.03 18,618 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2016-11-11 11,500 $0.00 11,500 $6.01
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2016-11-11 11,459 $0.00 11,459 $3.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,500 2019-07-23 No 4 M Direct
0 2019-07-23 No 4 M Direct
Footnotes
  1. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.165 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Amount includes 8,557 shares of common stock, 3,415 restricted stock units and 6,646 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. In addition to the shares underlying the restricted stock units described in footnote 1 above, the remaining 814 restricted stock units will vest on March 4, 2017, assuming continued employment through such date. The performance share awards will vest over two years, with one-half vesting on March 11, 2017 and the remaining one-half vesting on March 11, 2018, assuming continued employment through such dates.
  3. All such options are presently exercisable.