Filing Details

Accession Number:
0001127602-16-067022
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 17:49:16
Reporting Period:
2016-11-10
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 17:49:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA Life Insurance (6311) 521222820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685164 Nancy Ferrara 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-11 1,395 $35.67 17,915 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2016-11-10 8,384 $0.00 8,384 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,142 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Unit $0.00 9,608 9,608 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
9,608 9,608 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $35.67 to $35.68. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  2. Each stock unit represents a conditional right to receive one share of the company's common stock.
  3. The number of stock units granted was determined by reference to the closing price of a share of the company's common stock on November 10, 2016, the date of the grant.
  4. 1/3 of the restricted stock units will vest on the first, second and third anniversary of the grant date.
  5. The stock units will vest based on their respective award agreements.
  6. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certainperformance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date canrange from 0% to 150% of the number presented above.