Filing Details
- Accession Number:
- 0001179110-16-031539
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 17:47:57
- Reporting Period:
- 2016-11-09
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 17:47:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720002 | Mainsource Financial Group | MSFG | State Commercial Banks (6022) | 351562245 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1519621 | M Chris Harrison | 2105 North Stated Road 3 Bypass Greensburg IN 47240 | Evp, Consumer Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-09 | 2,000 | $17.01 | 10,608 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-09 | 2,000 | $25.01 | 8,608 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-11-09 | 2,000 | $0.00 | 2,000 | $17.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,449 | Indirect | By 401-k |
Footnotes
- Total has been adjusted to reflect the sale of 3 shares which occurred on September 30, 2015 to pay annual broker fees.
- Total includes 843 shares acquired under an employee 401-k plan between April 12 and November 11, 2016.
- The option vested as follows: 10% vested on December 31, 2007; 20% vested on December 31, 2008; 30% vested on December 31, 2009, and 40% vested on December 31, 2010.
Billionaire Hedge Funds
