Filing Details

Accession Number:
0001209191-16-149766
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-14 17:24:21
Reporting Period:
2016-11-09
Filing Date:
2016-11-14
Accepted Time:
2016-11-14 17:24:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571949 Intercontinental Exchange Inc. ICE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343883 H Johnathan Short 5660 New Northside Drive
Atlanta GA 30328
General Counsel & Corp. Sec. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-09 9,335 $55.00 74,600 No 4 S Direct
Common Stock Disposition 2016-11-10 6,900 $58.00 67,700 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  2. The common stock number referred in Table I is an aggregate number and represents 32,400 shares of common stock and 35,300 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting.
  3. On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1, resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date and four additional units of unvested performance based restricted stock ("PSU") for each PSU owned as of that date, as reflected in the totals listed on this Form 4.