Filing Details
- Accession Number:
- 0000899243-16-033338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-14 16:58:27
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-14
- Accepted Time:
- 2016-11-14 16:58:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1561894 | Hannon Armstrong Sustainable Infrastructure Capital Inc. | HASI | Real Estate Investment Trusts (6798) | 461347456 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1574220 | Brendan J Herron | 1906 Towne Centre Blvd. Suite 370 Annapolis MD 21401 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2016-11-10 | 13,812 | $19.51 | 175,863 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2016-11-10 | 4,000 | $0.00 | 171,863 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 5,000 | Indirect | By spouse |
| Common Stock, Par Value $0.01 Per Share | 1,920 | Indirect | By spouse as UTMA custodian for children |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan, dated May 18, 2016 (the "Plan").
- Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, previously reported by the reporting person, which are redeemable for cash, or at the option of the issuer, for shares of Common Stock of the issuer on a one-for-one basis.
- This charitable gift was effected pursuant to the Plan.
- These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.
- These shares are held by the reporting person's spouse as custodian for the reporting person's three children under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.
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