Filing Details

Accession Number:
0001209191-16-149491
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-10 20:56:49
Reporting Period:
2016-11-08
Filing Date:
2016-11-10
Accepted Time:
2016-11-10 20:56:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1594864 Juno Therapeutics Inc. JUNO Biological Products, (No Disgnostic Substances) (2836) 463656275
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1656998 Robert Azelby C/O 307 Westlake Avenue N Ste 300
Seattle WA 98109
Evp & Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-08 10,000 $0.00 48,640 No 4 A Direct
Common Stock Disposition 2016-11-10 12,921 $24.14 35,719 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2016-11-08 40,000 $0.00 40,000 $25.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2026-11-07 No 4 A Direct
Footnotes
  1. Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan. 25% of the RSUs vest on each anniversary of November 8, 2016.
  2. The sale reported on this Form 4 was effected pursuant to an Issuer approved Rule 10b5-1 compliant sell-to-cover award, in order to cover tax withholding incident to the vesting of 38,640 RSUs. The number of shares sold to cover such withholding obligations was determined based on the trade price, which is equal to the average of the high and low prices of the Issuer's common stock on November 2, 2016, the next trading day following the date on which the RSUs vested.
  3. 1/48th of the shares subject to the option become vested and exercisable on December 8, 2016 and 1/48th of the shares subject to the option shall vest monthly thereafter.