Home > Insider Trading > Filing (0001246360-16-007127)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1024478	Rockwell Automation Inc	ROK	Measuring & Controlling Devices, Nec (3829)	251797617

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1204907	M David Dorgan	1201 South Second Street Milwaukee WI 53204	Vp And Controller	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-09	6,000	$46.16	16,300	No	4	M	Direct
Common Stock	Disposition	2016-11-09	6,000	$127.27	10,300	No	4	S	Direct
Common Stock	Disposition	2016-11-09	5,518	$126.85	1,541	No	4	I	Indirect	By Savings Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	I	Indirect	By Savings Plan

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2016-11-09	6,000	$0.00	6,000	$46.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,400	2010-12-09	2019-12-09	No	4	M	Direct

Footnotes

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $127.2500 to $127.2800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Includes 640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/10/2016. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.