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Filing Details

Accession Number:: 0000950142-16-004697
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-10 17:01:54
Reporting Period:: 2016-11-08

Filing Date:: 2016-11-10
Accepted Time:: 2016-11-10 17:01:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1145986	Aspen Aerogels Inc	ASPN	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1091348	Reservoir Capital Partners Lp	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1091555	Rcgm Llc	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1105604	H Daniel Stern	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1137465	Reservoir Capital Group Llc	767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1137467	Reservoir Capital Master Fund Lp	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1241947	A Craig Huff	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	Yes	No	Yes	No
1351308	Reservoir Capital Partners Cayman Lp	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1610297	Rcp Gp, Llc	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-11-08	816	$3.95	250,987	No	4	S	Indirect	Held by Reservoir Capital Master Fund, L.P.
Common Stock	Disposition	2016-11-08	19,306	$3.95	2,634,258	No	4	S	Indirect	Held by Reservoir Capital Partners, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Reservoir Capital Master Fund, L.P.
No	4	S	Indirect	Held by Reservoir Capital Partners, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,736	Direct

Footnotes

The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Column 5 of Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.
Restricted shares of common stock representing a portion of the annual grant of equity for service as a nonemployee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 24, 2017 or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2017. Pursuant to an arrangement between Mr. Huff, RCP and RCMF (collectively, the "Reservoir Funds"), such shares and options are held by him solely as a nominee for the Reservoir Funds and he is required to transfer such shares and the shares underlying such options to the applicable Reservoir Funds as soon as practicable after such shares can be transferred without restrictions. (cont'd in FN 3)
(cont'd from FN 2) Such shares and options are included as directly beneficially owned by Mr. Huff, but may also be deemed to be beneficially owned by the other Reporting Persons as a result of such arrangements. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.