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Home > Insider Trading > Filing (0001562180-16-003425)

Filing Details

Accession Number:: 0001562180-16-003425
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-09 14:37:06
Reporting Period:: 2016-11-08

Filing Date:: 2016-11-09
Accepted Time:: 2016-11-09 14:37:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
51143	International Business Machines Corp	IBM	Computer & Office Equipment (3570)	130871985

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1538977	A Bridget Kralingen Van	Ibm Corporation 63 Madison Ave. New York NY 10016	Senior Vice President	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-11-08	350	$155.52	5,984	No	4	S	Direct
Common Stock	Disposition	2016-11-08	500	$155.54	5,484	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Phantom Stock Unit	Acquisiton	2016-11-08	146	$0.00	146	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,307			No	4	A	Direct

Footnotes

Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.