Filing Details

Accession Number:
0001209191-16-148983
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-09 11:10:31
Reporting Period:
2016-11-07
Filing Date:
2016-11-09
Accepted Time:
2016-11-09 11:10:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
277948 Csx Corp CSX Railroads, Line-Haul Operating (4011) 621051971
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1278541 W Clarence Gooden 500 Water Street
Jacksonville FL 32202
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-07 15,625 $32.00 69,179 No 4 S Indirect Clarence W. Gooden, Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Clarence W. Gooden, Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 127,954 Direct
Common Stock 371 Indirect CSX Corporation 401(k) Plan
Common Stock 164,274 Indirect Corkie T. Gooden Revocable Trust
Common Stock 55,000 Indirect Clarence W. Gooden Irrevocable Trust
Common Stock 118,013 Indirect Clarence W. Gooden Second Irrevocable Trust
Footnotes
  1. The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
  2. By Trustee, Clarence W. Gooden.
  3. By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
  4. These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.