Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2016-11-09 09:24:33
Reporting Period:
Filing Date:
Accepted Time:
2016-11-09 09:24:33
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
712771 Connectone Bancorp Inc. CNOB State Commercial Banks (6022) 521273725
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568273 Iii Frank Sorrentino Connectone Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs NJ 07632
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-07 10,655 $6.15 564,446 No 4 M Direct
Common Stock Disposition 2016-11-07 6,417 $18.30 558,029 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2016-11-07 10,655 $0.00 10,655 $6.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-07-01 2016-11-11 No 4 M Direct
  1. The sale reported on this Form 4 was used by Mr. Sorrentino to fund the exercise of the stock options and to satisfy estimated personal income tax obligations with respect to the stock option exercise.