Filing Details

Accession Number:
0001209191-16-148942
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-08 19:08:40
Reporting Period:
2016-11-07
Filing Date:
2016-11-08
Accepted Time:
2016-11-08 19:08:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1273813 Assured Guaranty Ltd AGO Surety Insurance (6351) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1539875 Howard Albert 31 West 52Nd Street
New York NY 10019
Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-11-07 16,000 $26.70 161,739 No 4 M Direct
Comnmon Shares Disposition 2016-11-07 16,000 $32.00 146,231 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Options to acquire Common Shares Disposition 2016-11-07 16,000 $0.00 16,000 $26.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-08 No 4 M Direct
Footnotes
  1. The sale price reported above has been rounded to the nearest cent.
  2. Total includes 492 shares purchased on 06/30/2016 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
  3. Options vested as follows: 1/3 on 02/08/2008, 1/3 on 02/08/2009 and 1/3 on 02/08/2010.
  4. All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 42,297 (after taking into account 16,000 options exercised on 11/7/2016). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 32,745 .