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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1406666	Calix Inc	(CALX)	Communications Services, Nec (4899)	680438710

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1483757	Carl Russo	C/O Calix, Inc. 1035 N. Mcdowell Blvd. Petaluma CA 94954	President & Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-04	1,500	$6.60	3,324,272	No	4	P	Direct
Common Stock	Acquisiton	2016-11-07	1,500	$6.77	3,325,772	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,239,188	Indirect	See Footnote
Common Stock	284,653	Indirect	See Footnote
Common Stock	275,633	Indirect	See Footnote

Footnotes

The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Shares purchased between $6.75 and $6.80 per share at a weighted average price of $6.77. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.
Shares held by The Crescentico Trust, Carl Russo, Trustee.
Shares held by Calgrat Partners, L.P. The managing partner of Calgrat Partners, L.P. is Tim Pasquinelli. Carl Russo and Tim Pasquinelli may be deemed to have shared voting and investment power over the shares held by Calgrat Partners, L.P. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Shares held by Equanimous Investments. The managing members of Equanimous Investments are Carl Russo and Tim Pasquinelli. These individuals may be deemed to have shared voting and investment power over the shares held by Equanimous Investments. Each of these individuals disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.