Filing Details

Accession Number:
0001209191-16-148929
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-08 18:14:09
Reporting Period:
2016-11-08
Filing Date:
2016-11-08
Accepted Time:
2016-11-08 18:14:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1047127 Amkor Technology Inc. AMKR Semiconductors & Related Devices (3674) 231722724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443674 Douglas Stephen Kelley 2045 East Innovation Circle
Tempe AZ 85284
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-04 100,000 $4.50 448,843 No 4 M Direct
Common Stock Disposition 2016-11-04 100,000 $10.45 348,843 No 4 S Direct
Common Stock Acquisiton 2016-11-07 100,000 $4.50 448,843 No 4 M Direct
Common Stock Disposition 2016-11-07 100,000 $10.89 348,843 No 4 S Direct
Common Stock Disposition 2016-11-08 21,563 $11.24 327,280 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Amkor Technology, Inc., Common Stock Employee Stock Option (Right to Buy) Disposition 2016-09-14 42,579 $0.00 42,579 $4.50
Amkor Technology, Inc., Common Stock Employee Stock Option (Right to Buy) Disposition 2016-11-04 100,000 $0.00 100,000 $4.50
Amkor Technology, Inc.,Common Stock Employee Stock Option (Right to Buy) Disposition 2016-11-07 100,000 $0.00 100,000 $4.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
507,421 2014-05-08 2023-05-08 No 4 M Direct
407,421 2014-05-08 2023-05-08 No 4 M Direct
307,421 2014-05-08 2023-05-08 No 4 M Direct
Footnotes
  1. Also reflects the August 22, 2016 transfer of 5,822 shares to Mr. Kelley's ex-spouse pursuant to the terms of a qualified domestic relations order.
  2. The price reported in Column 4 is a weighted average. Shares sold in multiple transactions at prices from 10.42 to 10.50.
  3. The price reported in Column 4 is a weighted average. Shares sold in multiple transactions at prices from 10.86 to 10.94.
  4. The option grant vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.