Filing Details

Accession Number:
0001638599-16-001513
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-08 17:45:01
Reporting Period:
2016-11-08
Filing Date:
2016-11-08
Accepted Time:
2016-11-08 17:45:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1324948 Rbc Bearings Inc ROLL Ball & Roller Bearings (3562) 954372080
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1371828 J Thomas Williams 15 Laurel Crest Drive
Burlington CT 06013
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-08 2,000 $37.66 6,097 No 4 M Direct
Common Stock Acquisiton 2016-11-08 2,000 $44.60 8,097 No 4 M Direct
Common Stock Acquisiton 2016-11-08 2,000 $51.08 10,097 No 4 M Direct
Common Stock Acquisiton 2016-11-08 1,500 $64.15 11,597 No 4 M Direct
Common Stock Disposition 2016-11-08 8,460 $71.43 3,137 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase Common Stock Disposition 2016-11-08 2,000 $37.66 10,000 $37.66
Common Stock Option to Purchase Common Stock Disposition 2016-11-08 2,000 $44.60 10,000 $44.60
Common Stock Option to Purchase Common Stock Disposition 2016-11-08 2,000 $51.08 10,000 $51.08
Common Stock Option to Purchase Common Stock Disposition 2016-11-08 1,500 $64.15 7,500 $64.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-10-06 2018-10-06 No 4 M Direct
2,000 2013-06-04 2019-06-04 No 4 M Direct
2,000 2014-06-14 2020-06-14 No 4 M Direct
4,500 2015-07-01 2021-07-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Purchase Common Stock $72.83 2016-07-01 2022-07-01 7,500 7,500 Direct
Common Stock Option to Purchase Common Stock $72.94 2017-07-08 2023-07-08 7,500 7,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-07-01 7,500 7,500 Direct
2023-07-08 7,500 7,500 Direct
Footnotes
  1. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 10/06/2012, 1/5 vest on 10/06/2013, 1/5 vest on 10/06/2014, 1/5 vest on 10/06/2015 and 1/5 vest on 10/06/2016. Options expire 7 years from grant date.
  2. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date.
  3. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 6/14/2014, 1/5 vest on 6/14/2015, 1/5 vest on 6/14/2016, 1/5 vest on 6/14/2017 and 1/5 vest on 6/14/2018. Options expire 7 years from grant date.
  4. 333 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7-1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
  5. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7-1/2015, 1/5 vest on 7-1/2016, 1/5 vest on 7-1/2017, 1/5 vest on 7-1/2018 and 1/5 vest on 7-1/2019. Options expire 7 years from grant date
  6. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7-1/2016, 1/5 vest on 7-1/2017, 1/5 vest on 7-1/2018, 1/5 vest on 7-1/2019 and 1/5 vest on 7-1/2020. Options expire 7 years from grant date
  7. Options to purchase shares of Common Stock are subject to the following vesting schedule: 1/5 vest on 7/8/2017, 1/5 vest on 7/8/2018, 1/5 vest on 7/8/2019, 1/5 vest on 7/8/2020 and 1/5 vest on 7/8/2021. Options expire 7 years from grant date.
  8. 1,000 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.
  9. 667 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule: 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events.