Filing Details

Accession Number:
0001216337-16-000100
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-08 15:12:56
Reporting Period:
2016-11-04
Filing Date:
2016-11-08
Accepted Time:
2016-11-08 15:12:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1156388 Big 5 Sporting Goods Corp BGFV Retail-Miscellaneous Shopping Goods Stores (5940) 954388794
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1280082 Holden Jennifer Dunbar C/O Big 5 Sporting Goods Corporation
2525 East El Segundo Blvd.
El Segundo CA 90245
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2016-11-04 3,000 $13.17 27,547 No 4 M Direct
Common Stock, Par Value $.01 Acquisiton 2016-11-04 3,000 $13.00 30,547 No 4 M Direct
Common Stock, Par Value $.01 Acquisiton 2016-11-04 3,000 $8.26 33,547 No 4 M Direct
Common Stock, Par Value $.01 Acquisiton 2016-11-04 3,000 $6.33 36,547 No 4 M Direct
Common Stock, Par Value $.01 Acquisiton 2016-11-04 1,500 $11.93 38,047 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2016-11-04 13,500 $17.55 24,547 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Employee Stock Option (right to buy) Disposition 2016-11-04 3,000 $0.00 3,000 $13.17
Common Stock, Par Value $.01 Employee Stock Option (right to buy) Disposition 2016-11-04 3,000 $0.00 3,000 $13.00
Common Stock, Par Value $.01 Employee Stock Option (right to buy) Disposition 2016-11-04 3,000 $0.00 3,000 $8.26
Common Stock, Par Value $.01 Employee Stock Option (right to buy) Disposition 2016-11-04 3,000 $0.00 3,000 $6.33
Common Stock, Par Value $.01 Employee Stock Option (right to buy) Disposition 2016-11-04 1,500 $0.00 1,500 $11.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-06-09 No 4 M Direct
0 2020-06-09 No 4 M Direct
0 2021-06-14 No 4 M Direct
0 2022-06-12 No 4 M Direct
1,500 2024-06-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.01 19,143 Indirect By the Lilac II Trust dated June 28, 2000
Footnotes
  1. Represents the weighted average sale price for multiple transactions at prices ranging from $17.475 to $17.60 per share. The undersigned undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. These shares are owned indirectly by the reporting person as Trustee of the Lilac II Trust.
  3. These options were granted on June 9, 2009, and vested in four equal annual installments, with the final vesting date being June 9, 2013.
  4. These options were granted on June 9, 2010, and vested in four equal annual installments, with the final vesting date being June 9, 2014.
  5. These options were granted on June 14, 2011, and vested in four equal annual installments, with the final vesting date being June 14, 2015.
  6. These options were granted on June 12, 2012, and vested in four equal annual installments, with the final vesting date being June 12, 2016.
  7. These options were granted on June 5, 2014, and vest or vested in four equal annual installments, with the final vesting date being June 5, 2018.