Filing Details

Accession Number:
0001045309-16-000239
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-07 15:49:04
Reporting Period:
2016-11-03
Filing Date:
2016-11-07
Accepted Time:
2016-11-07 15:49:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1045309 W R Grace & Co GRA Chemicals & Allied Products (2800) 650773649
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270744 E Alfred Festa C/O W. R. Grace &Amp; Co.
7500 Grace Drive
Columbia MD 21044
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-11-03 80,561 $39.02 311,844 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-03 50,829 $67.90 261,015 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-11-03 29,732 $68.90 231,283 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (rights to buy) Disposition 2016-11-03 80,561 $0.00 80,561 $39.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
80,560 2017-06-28 No 4 M Direct
Footnotes
  1. Each share of Common Stock also represents one Preferred Stock Purchase Right. Each such Right entitles the holder to purchase Preferred Stock or other securities or property upon the occurrence of certain events and subject to certain conditions.
  2. Exercise and Sale pursuant to Rule 10b5-1 Trading Plan executed by the Reporting Person on February 25, 2016, for options expiring June 28, 2017.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.52 to $68.51, inclusive. The reporting person undertakes to provide W. R. Grace & Co, any security holder of W. R. Grace & Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68,52 to $69.11, inclusive. The reporting person undertakes to provide W. R. Grace & Co, any security holder of W. R. Grace & Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. Options became exercisable in three substantially equal annual installments beginning with the first vesting on June 28, 2013.