Filing Details
- Accession Number:
- 0001216337-16-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-07 14:14:22
- Reporting Period:
- 2016-11-03
- Filing Date:
- 2016-11-07
- Accepted Time:
- 2016-11-07 14:14:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156388 | Big 5 Sporting Goods Corp | BGFV | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1101553 | Barry Emerson | C/O Big 5 Sporting Goods Corporation 2525 East El Segundo Blvd. El Segundo CA 90245 | Senior Vp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2016-11-03 | 4,011 | $4.82 | 27,701 | No | 4 | M | Indirect | By The Emerson Family Trust Dated June 3, 2009 |
| Common Stock, Par Value $.01 | Disposition | 2016-11-03 | 4,011 | $17.25 | 23,690 | No | 4 | S | Indirect | By The Emerson Family Trust Dated June 3, 2009 |
| Common Stock, Par Value $.01 | Disposition | 2016-11-04 | 5,000 | $17.65 | 18,690 | No | 4 | S | Indirect | By The Emerson Family Trust Dated June 3, 2009 |
| Common Stock, Par Value $.01 | Disposition | 2016-11-07 | 5,000 | $18.05 | 13,690 | No | 4 | S | Indirect | By The Emerson Family Trust Dated June 3, 2009 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By The Emerson Family Trust Dated June 3, 2009 |
| No | 4 | S | Indirect | By The Emerson Family Trust Dated June 3, 2009 |
| No | 4 | S | Indirect | By The Emerson Family Trust Dated June 3, 2009 |
| No | 4 | S | Indirect | By The Emerson Family Trust Dated June 3, 2009 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $,01 | Employee Stock Option (right to buy) | Disposition | 2016-11-03 | 4,011 | $0.00 | 4,011 | $4.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-02 | No | 4 | M | Indirect |
Footnotes
- These options were granted on March 2, 2009, and vested in four equal installments, with the final vesting date being March 2, 2013.
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