Filing Details

Accession Number:
0001209191-16-148513
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-04 21:47:45
Reporting Period:
2016-11-02
Filing Date:
2016-11-04
Accepted Time:
2016-11-04 21:47:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370702 Quantenna Communications Inc QTNA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008463 Bu Lip Tan C/o Quantenna Communications, Inc.
3450 W. Warren Avenue
Fremont CA 94538
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-02 10,000 $16.00 10,000 No 4 P Indirect By trust
Common Stock Acquisiton 2016-11-02 294,757 $0.00 294,757 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 294,757 $0.00 294,757 No 4 C Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By trust
No 4 C Indirect See footnote
No 4 C Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series G Preferred Stock Disposition 2016-11-02 294,757 $0.00 294,757 $0.00
Common Stock Series G Preferred Stock Disposition 2016-11-02 294,757 $0.00 294,757 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Represents a purchase from the underwriters pursuant to participation in the directed share program in connection with the initial public offering of the Issuer's Common Stock.
  2. Shares held by Lip-Bu Tan and Ysa Loo, TTEES, FBO Lip-Bu Tan and Ysa Loo Trust DTD 2/3/1992.
  3. The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  4. Shares held by China Walden Venture Investments II, L.P. ("CWVI II"). The general partner of CWVI II is China Walden Venture Investment II G.P., Ltd. ("CWVI II GP"). Lip-Bu Tan and Hing Wong are members of the investment committee of CWVI II GP and share voting and investment power with respect to the shares held by CWVI II.
  5. Shares held by WRV II, L.P. ("WRV II"). The general partner for WRV II is WRV GP II, LLC ("WRV II GP"). Lip-Bu Tan, Michael Marks, and Nicholas Braithwaite are members of the investment committee of WRV II GP and share voting and investment power with respect to the shares held by WRV II.