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Filing Details

Accession Number:: 0001209191-16-148503
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-04 19:51:15
Reporting Period:: 2016-11-02

Filing Date:: 2016-11-04
Accepted Time:: 2016-11-04 19:51:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1370702	Quantenna Communications Inc	QTNA	Semiconductors & Related Devices (3674)	331127317

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1686307	Fahri Diner	C/O Quantenna Communications, Inc. 3450 W. Warren Avenue Fremont CA 94538		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-02	42,718	$0.00	42,718	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	10,022	$0.00	52,740	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	42,756	$0.00	95,496	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	24,332	$0.00	119,828	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	15,908	$0.00	135,736	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	3,812	$0.00	139,548	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	1,027	$16.00	140,575	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	8,003	$0.00	8,003	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	1,931	$0.00	9,934	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	8,322	$0.00	18,256	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	4,777	$0.00	23,033	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	3,245	$0.00	26,278	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	806	$0.00	27,084	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	218	$16.00	27,302	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	659,401	$0.00	659,401	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	162,476	$0.00	821,877	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	700,123	$0.00	1,522,000	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	410,488	$0.00	1,932,488	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	276,674	$0.00	2,209,162	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	69,263	$0.00	2,278,425	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2016-11-02	18,725	$16.00	2,297,150	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series B Preferred Stock	Disposition	2016-11-02	22,097	$0.00	42,718	$0.00
Common Stock	Series B Preferred Stock	Disposition	2016-11-02	4,140	$0.00	8,003	$0.00
Common Stock	Series B Preferred Stock	Disposition	2016-11-02	341,093	$0.00	659,401	$0.00
Common Stock	Series C Preferred Stock	Disposition	2016-11-02	5,065	$0.00	10,022	$0.00
Common Stock	Series C Preferred Stock	Disposition	2016-11-02	976	$0.00	1,931	$0.00
Common Stock	Series C Preferred Stock	Disposition	2016-11-02	82,107	$0.00	162,475	$0.00
Common Stock	Series D Preferred Stock	Disposition	2016-11-02	42,756	$0.00	42,756	$0.00
Common Stock	Series D Preferred Stock	Disposition	2016-11-02	8,322	$0.00	8,322	$0.00
Common Stock	Series D Preferred Stock	Disposition	2016-11-02	700,123	$0.00	700,123	$0.00
Common Stock	Series E Preferred Stock	Disposition	2016-11-02	24,332	$0.00	24,332	$0.00
Common Stock	Series E Preferred Stock	Disposition	2016-11-02	4,777	$0.00	4,777	$0.00
Common Stock	Series E Preferred Stock	Disposition	2016-11-02	410,488	$0.00	410,488	$0.00
Common Stock	Series F-1 Preferred Stock	Disposition	2016-11-02	15,908	$0.00	15,908	$0.00
Common Stock	Series F-1 Preferred Stock	Disposition	2016-11-02	3,245	$0.00	3,245	$0.00
Common Stock	Series F-1 Preferred Stock	Disposition	2016-11-02	276,674	$0.00	276,674	$0.00
Common Stock	Series G Preferred Stock	Disposition	2016-11-02	3,812	$0.00	3,812	$0.00
Common Stock	Series G Preferred Stock	Disposition	2016-11-02	806	$0.00	806	$0.00
Common Stock	Series G Preferred Stock	Disposition	2016-11-02	69,263	$0.00	69,263	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
Shares held by Sigma Associates 7, L.P., of which Sigma Management 7, L.L.C. is the general partner. Robert E. Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of Sigma Management 7, L.L.C. and share voting and investment power with respect to the shares held by Sigma Associates 7, L.P.
The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
Represents a purchase from the underwriters pursuant to participation in the directed share program in connection with the initial public offering of the Issuer's Common Stock.
Shares held by Sigma Investors 7, L.P., of which Sigma Management 7, L.L.C. is the general partner. Robert E. Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of Sigma Management 7, L.L.C. and share voting and investment power with respect to the shares held by Sigma Investors 7, L.P.
Shares held by Sigma Partners 7, L.P., of which Sigma Management 7, L.L.C. is the general partner. Robert E. Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of Sigma Management 7, L.L.C. and share voting and investment power with respect to the shares held by Sigma Partners 7, L.P.