Filing Details

Accession Number:
0001209191-16-148503
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-04 19:51:15
Reporting Period:
2016-11-02
Filing Date:
2016-11-04
Accepted Time:
2016-11-04 19:51:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370702 Quantenna Communications Inc QTNA Semiconductors & Related Devices (3674) 331127317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1686307 Fahri Diner C/o Quantenna Communications, Inc.
3450 W. Warren Avenue
Fremont CA 94538
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-02 42,718 $0.00 42,718 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 10,022 $0.00 52,740 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 42,756 $0.00 95,496 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 24,332 $0.00 119,828 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 15,908 $0.00 135,736 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 3,812 $0.00 139,548 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 1,027 $16.00 140,575 No 4 P Indirect See footnote
Common Stock Acquisiton 2016-11-02 8,003 $0.00 8,003 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 1,931 $0.00 9,934 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 8,322 $0.00 18,256 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 4,777 $0.00 23,033 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 3,245 $0.00 26,278 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 806 $0.00 27,084 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 218 $16.00 27,302 No 4 P Indirect See footnote
Common Stock Acquisiton 2016-11-02 659,401 $0.00 659,401 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 162,476 $0.00 821,877 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 700,123 $0.00 1,522,000 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 410,488 $0.00 1,932,488 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 276,674 $0.00 2,209,162 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 69,263 $0.00 2,278,425 No 4 C Indirect See footnote
Common Stock Acquisiton 2016-11-02 18,725 $16.00 2,297,150 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2016-11-02 22,097 $0.00 42,718 $0.00
Common Stock Series B Preferred Stock Disposition 2016-11-02 4,140 $0.00 8,003 $0.00
Common Stock Series B Preferred Stock Disposition 2016-11-02 341,093 $0.00 659,401 $0.00
Common Stock Series C Preferred Stock Disposition 2016-11-02 5,065 $0.00 10,022 $0.00
Common Stock Series C Preferred Stock Disposition 2016-11-02 976 $0.00 1,931 $0.00
Common Stock Series C Preferred Stock Disposition 2016-11-02 82,107 $0.00 162,475 $0.00
Common Stock Series D Preferred Stock Disposition 2016-11-02 42,756 $0.00 42,756 $0.00
Common Stock Series D Preferred Stock Disposition 2016-11-02 8,322 $0.00 8,322 $0.00
Common Stock Series D Preferred Stock Disposition 2016-11-02 700,123 $0.00 700,123 $0.00
Common Stock Series E Preferred Stock Disposition 2016-11-02 24,332 $0.00 24,332 $0.00
Common Stock Series E Preferred Stock Disposition 2016-11-02 4,777 $0.00 4,777 $0.00
Common Stock Series E Preferred Stock Disposition 2016-11-02 410,488 $0.00 410,488 $0.00
Common Stock Series F-1 Preferred Stock Disposition 2016-11-02 15,908 $0.00 15,908 $0.00
Common Stock Series F-1 Preferred Stock Disposition 2016-11-02 3,245 $0.00 3,245 $0.00
Common Stock Series F-1 Preferred Stock Disposition 2016-11-02 276,674 $0.00 276,674 $0.00
Common Stock Series G Preferred Stock Disposition 2016-11-02 3,812 $0.00 3,812 $0.00
Common Stock Series G Preferred Stock Disposition 2016-11-02 806 $0.00 806 $0.00
Common Stock Series G Preferred Stock Disposition 2016-11-02 69,263 $0.00 69,263 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  2. Shares held by Sigma Associates 7, L.P., of which Sigma Management 7, L.L.C. is the general partner. Robert E. Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of Sigma Management 7, L.L.C. and share voting and investment power with respect to the shares held by Sigma Associates 7, L.P.
  3. The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  4. The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  5. The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  6. The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  7. The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
  8. Represents a purchase from the underwriters pursuant to participation in the directed share program in connection with the initial public offering of the Issuer's Common Stock.
  9. Shares held by Sigma Investors 7, L.P., of which Sigma Management 7, L.L.C. is the general partner. Robert E. Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of Sigma Management 7, L.L.C. and share voting and investment power with respect to the shares held by Sigma Investors 7, L.P.
  10. Shares held by Sigma Partners 7, L.P., of which Sigma Management 7, L.L.C. is the general partner. Robert E. Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson are the managing members of Sigma Management 7, L.L.C. and share voting and investment power with respect to the shares held by Sigma Partners 7, L.P.