Filing Details
- Accession Number:
- 0001104659-16-154973
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-04 19:18:35
- Reporting Period:
- 2016-11-02
- Filing Date:
- 2016-11-04
- Accepted Time:
- 2016-11-04 19:18:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1672013 | Acushnet Holdings Corp. | GOLF | Sporting & Athletic Goods, Nec (3949) | 455644353 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1688524 | Fund Equity Private 1 No. Neoplux | C/O Neoplux Co. Ltd., 18F, Glass Tower Bldg., 534 Teheran-Ro, Gangnam-Gu Seoul M5 06181 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-02 | 1,383,237 | $0.00 | 1,383,243 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Acquisiton | 2016-11-02 | 754,488 | $0.00 | 2,137,731 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Disposition | 2016-11-02 | 1,383,731 | $17.00 | 754,000 | No | 4 | S | Indirect | See Footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 7.5% Convertible Notes due 2021 | Disposition | 2016-11-02 | 1,383,237 | $0.00 | 1,383,237 | $0.00 |
| Common Stock | Series A redeemable convertible preferred stock | Disposition | 2016-11-02 | 754,488 | $0.00 | 754,488 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Represents shares of common stock of Acushnet Holdings Corp. ("Acushnet") owned by Neoplux No. 1 Private Equity, an affiliate of Neoplux Co. Ltd. Voting and investment decisions over the shares of common stock of Acushnet owned by Neoplux No. 1 Private Equity are made by the Investment Committee of Neoplux No. 1 Private Equity. The Investment Committee of Neoplux No. 1 Private Equity consists of four members: Mr. Lee, Sangha, Mr. Kim, Donghwan, Mr. Min, Kyungmin and Ms. Park, Jiyoung. These individuals may be deemed to beneficially own the shares of common stock of Acushnet owned by Neoplux No. 1 Private Equity. Such persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.
- Both the 7.5% convertible notes due 2021 (the "Convertible Notes") and Series A redeemable convertible preferred stock (the "Convertible Preferred Stock") automatically converted into common stock on November 2, 2016. The Convertible Notes converted into the number of shares of common stock derived by dividing the outstanding unpaid principle amount of the Convertible Notes by $11.11. The Convertible Preferred Stock converted on a one share of Convertible Preferred Stock for nine shares of common stock basis. As a result of its sale of common stock in Acushnet's initial public offering, the Reporting Person is no longer part of the "group", within the meaning of Rule 13d-5(b) promulgated under the Securities Exchange Act of 1934, that included Odin 3, LLC, Odin 4, LLC, Mirae Asset Partners Private Equity Fund VII, WB Atlas LLC and Woori-Blackstone Korea Opportunity Private Equity Fund 1. As a result, the Reporting Person is no longer subject to Section 16.
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