Filing Details

Accession Number:
0001554687-16-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-04 17:20:25
Reporting Period:
2016-11-04
Filing Date:
2016-11-04
Accepted Time:
2016-11-04 17:20:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618921 Walgreens Boots Alliance Inc. WBA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554687 Stefano Pessina 24 Boulevard Du Tenao
Monte Carlo O9 98000
Executive Vice Chairman, Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-11-04 2,000,000 $81.41 142,992,525 No 4 P Indirect By ASP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By ASP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 96,500 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $77.08 2019-02-12 2026-02-12 263,273 263,273 Direct
Common Stock Employee Stock Option (right to buy) $82.46 2019-11-01 2026-11-01 410,798 410,798 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-02-12 263,273 263,273 Direct
2026-11-01 410,798 410,798 Direct
Footnotes
  1. Shares underlying restricted stock units (including 2,892 shares underlying restricted stock units issued in lieu of dividends (through November 4, 2016) in connection with the award of 93,608 restricted stock units granted on January 15, 2015). The shares underlying these restricted stock units will vest on January 15, 2018, subject to the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended and the related award agreement.
  2. Shares of common stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NEWCIP S.A., which is 100% controlled by the Reporting Person.
  3. The option vests on February 12, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
  4. The option vests on November 1, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).