Home > Insider Trading > Filing (0001638599-16-001506)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1385818	Aytu Bioscience Inc	AYTU	Pharmaceutical Preparations (2834)	470883144

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1566240	R. Joshua Disbrow	373 Inverness Parkway Suite 206 Englewood CO 80112	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-02	166,666	$1.50	442,694	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2016-11-02	166,666	$0.00	166,666	$1.86

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
166,666	2017-11-02	2021-11-02	No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrant to Purchase Common Stock	$6.00	2016-05-06	2021-05-06	20,834	20,834	Direct
Common Stock	Employee Stock Option Grant	$3.23		2025-11-11	50,000	50,000	Direct
Common Stock	Employee Stock Option Grant	$3.23		2026-07-07	60,000	60,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-05-06	20,834	20,834	Direct
2025-11-11	50,000	50,000	Direct
2026-07-07	60,000	60,000	Direct

Footnotes

The shares of stock and warrants were purchased at a purchase price per unit of $1.50.
Of these shares, 190,000 are restricted shares that vest on July 7, 2026, subject to earlier vesting in certain situations.
33.3% vest on November 11, 2016, 33.3% vest on November 11, 2017 and 33.3% vest on November 11, 2018, subject to the Grantee's continued service as an employee on such dates.
33.3% vests on the one year, two year and three year anniversary of the date of grant, subject to the Grantee's continued service as an employee on such dates.