Filing Details
- Accession Number:
- 0001443646-16-000211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-04 13:41:33
- Reporting Period:
- 2016-11-02
- Filing Date:
- 2016-11-04
- Accepted Time:
- 2016-11-04 13:41:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1443646 | Booz Allen Hamilton Holding Corp | BAH | Services-Management Consulting Services (8742) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1505500 | W Joseph Mahaffee | 8283 Greensboro Drive Mclean VA 22102 | Evp, Cao And Ciso | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-11-02 | 40,653 | $4.28 | 187,163 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-11-02 | 40,653 | $32.04 | 146,510 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-11-03 | 19,347 | $4.28 | 165,857 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-11-03 | 19,347 | $32.01 | 146,510 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-02 | 40,653 | $0.00 | 40,653 | $4.28 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-03 | 19,347 | $0.00 | 19,347 | $4.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 189,347 | 2018-11-19 | No | 4 | M | Direct | |
| 170,000 | 2018-11-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 91,795 | Indirect | By Trust |
Footnotes
- The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2016.
- Includes shares of Class A restricted common stock and restricted stock units.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.12, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.08, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held by the Joseph W. Mahaffee Revocable Trust.
- All options are currently vested. Options vested and became exercisable ratably on June 30, 2009, 2010, 2011, 2012 and 2013, subject to the Reporting Person's continued employment, and, in certain circumstances, achievement of EBITDA or cash flow performance goals.
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