Filing Details

Accession Number:
0001140361-16-084782
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-03 17:20:50
Reporting Period:
2016-11-01
Filing Date:
2016-11-03
Accepted Time:
2016-11-03 17:20:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
797468 Occidental Petroleum Corp OXY Crude Petroleum & Natural Gas (1311) 954035997
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1026545 I Stephen Chazen Occidental Petroleum Corporation
5 Greenway Plaza, Ste. 110
Houston TX 77046
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-01 1,905 $68.34 1,603,714 No 4 S Direct
Common Stock Disposition 2016-11-01 2,300 $69.48 1,601,414 No 4 S Direct
Common Stock Disposition 2016-11-01 295 $70.01 1,601,119 No 4 S Direct
Common Stock Disposition 2016-11-03 4,500 $67.28 1,596,619 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,449 Indirect By OPC Savings Plan
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to two Rule 10b5-1 trading plans adopted by the reporting person on October 30, 2015 and June 20, 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.98 to $68.97, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.00 to $69.94, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.03, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 4 of this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.84 to $67.53, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 5 of this Form 4.
  6. Based on a plan statement dated October 31, 2016.