Filing Details
- Accession Number:
- 0001140361-16-084700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-03 15:00:11
- Reporting Period:
- 2016-10-31
- Filing Date:
- 2016-11-03
- Accepted Time:
- 2016-11-03 15:00:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341318 | Lake Shore Bancorp Inc. | LSBK | Savings Institution, Federally Chartered (6035) | 204729288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357412 | E Sharon Brautigam | C/O 31 East Fourth Street Dunkirk NY 14048 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-31 | 1 | $11.50 | 10,147 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-31 | 1 | $14.25 | 10,146 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-02 | 821 | $11.50 | 10,967 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-02 | 821 | $14.00 | 10,146 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-10-31 | 1 | $0.00 | 1 | $11.50 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-11-02 | 821 | $0.00 | 821 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 821 | 2016-11-15 | No | 4 | M | Direct | |
| 0 | 2016-11-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 350 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | $8.01 | 2019-01-12 | 505 | 505 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-12 | 505 | 505 | Direct |
Footnotes
- Includes 714 shares of restricted stock which will vest in three equal annual installments. The first installment will vest on August 12, 2017. Includes 714 shares of restricted stock which vest on December 16, 2016.
- Options are fully vested.
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