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Filing Details

Accession Number:
0001094891-16-000638
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-02 08:51:40
Reporting Period:
2016-10-28
Filing Date:
2016-11-02
Accepted Time:
2016-11-02 08:51:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1622577 Arowana Inc. ARWA Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641024 Kevin Chin C/o Arowana Inc.
Level 11, 153 Walker Street
North Sydney C3 NSW 2060
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2016-10-28 25,000 $10.20 25,000 No 4 P Indirect by Borneo Capital Pty Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by Borneo Capital Pty Ltd.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 1,236,857 Indirect by The Panaga Group Trust
Ordinary Shares 179,281 Indirect by The Panaga Group Trust
Footnotes
  1. Mr. Chin is the sole director of Borneo Capital Pty Ltd. Accordingly, he may be deemed to have voting and dispositive power over the shares held by this entity. Mr. Chin disclaims beneficial ownership of these securities and this report shall not be deemed an admission that Mr. Chin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  2. Mr. Chin is a beneficiary of The Panaga Group Trust and one of the directors of the corporate trustee of such fund. Accordingly, he may be deemed to have voting and dispositive power over the shares held by this entity. Mr. Chin disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Chin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  3. Represents securities underlying units of the Issuer ("Unit"). Each Unit consists of one ordinary share, one right ("Right") to receive one-tenth of one ordinary share upon the consummation of the Issuer's initial business combination and one redeemable warrant ("Warrant") entitling the holder to purchase one-half of one ordinary share.