Filing Details

Accession Number:
0000884905-16-000180
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-02 08:09:02
Reporting Period:
2016-10-31
Filing Date:
2016-11-02
Accepted Time:
2016-11-02 08:09:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884905 Praxair Inc PX Industrial Inorganic Chemicals (2810) 061249050
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595290 K Anne Roby C/O Praxair, Inc.
39 Old Ridgebury Road
Danbury CT 06810-5113
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-31 5,103 $83.89 19,337 No 4 M Direct
Common Stock Disposition 2016-10-31 5,103 $117.37 14,234 No 4 S Direct
Common Stock Acquisiton 2016-10-31 2,897 $83.89 17,131 No 4 M Direct
Common Stock Acquisiton 2016-10-31 12,000 $83.89 29,131 No 4 M Direct
Common Stock Disposition 2016-10-31 12,000 $117.41 17,131 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-10-31 5,103 $0.00 5,103 $83.89
Common Stock Stock Option (right to buy) Disposition 2016-10-31 2,897 $0.00 2,897 $83.89
Common Stock Stock Option (right to buy) Disposition 2016-10-31 12,000 $0.00 12,000 $83.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,897 2009-02-26 2018-02-26 No 4 M Direct
0 2009-02-26 2018-02-26 No 4 M Direct
0 2009-02-26 2018-02-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 898 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $76.16 2011-02-23 2020-02-23 10,230 10,230 Direct
Common Stock Stock Option (right to buy) $97.84 2012-02-22 2021-02-22 13,195 13,195 Direct
Common Stock Stock Option (right to buy) $109.68 2013-02-28 2022-02-28 18,430 18,430 Direct
Common Stock Stock Option (right to buy) $110.58 2014-02-26 2023-02-26 15,790 15,790 Direct
Common Stock Stock Option (right to buy) $128.80 2015-02-25 2024-02-25 19,900 19,900 Direct
Common Stock Stock Option (right to buy) $128.38 2016-02-24 2025-02-24 26,490 26,490 Direct
Common Stock Stock Option (right to buy) $102.22 2017-02-23 2026-02-23 49,405 49,405 Direct
Common Stock Deferred Stock $0.00 4,071 4,071 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-23 10,230 10,230 Direct
2021-02-22 13,195 13,195 Direct
2022-02-28 18,430 18,430 Direct
2023-02-26 15,790 15,790 Direct
2024-02-25 19,900 19,900 Direct
2025-02-24 26,490 26,490 Direct
2026-02-23 49,405 49,405 Direct
4,071 4,071 Direct
Footnotes
  1. The $117.37 price reported is the weighted average sale price. The sale prices ranged from $117.30 to $117.415 per share. Upon request of the SEC Staff, Praxair, Inc. or a security holder of Praxair, Inc., the reporting person will provide full information regarding the number of shares sold at each separate price.
  2. The $117.41 price reported is the weighted average sale price. The sale prices ranged from $117.30 to $117.60 per share. Upon request of the SEC Staff, Praxair, Inc. or a security holder of Praxair, Inc., the reporting person will provide full information regarding the number of shares sold at each separate price.
  3. This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
  4. This option vests over three years in three consecutive equal annual installments beginning on February 25, 2015.
  5. This option vests over three years in three consecutive equal annual installments beginning on February 24, 2016.
  6. This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
  7. Conversion to Praxair Common Stock is on a 1-for-1 basis.
  8. Deferred stock units acquired under the Praxair, Inc. Compensation Deferral Plan as amended ("Deferral Plan") and are to be settled in Praxair Common Stock.