Filing Details

Accession Number:
0001127602-16-065749
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-01 18:05:17
Reporting Period:
2016-10-31
Filing Date:
2016-11-01
Accepted Time:
2016-11-01 18:05:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1102934 Cabot Microelectronics Corp CCMP Semiconductors & Related Devices (3674) 364324765
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411830 Bailing Xia C/O Cabot Microelectronics Corporation
870 Commons Drive
Aurora IL 60504
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-31 8,704 $22.60 26,351 No 4 M Direct
Common Stock Disposition 2016-10-31 8,704 $54.70 17,647 No 4 S Direct
Common Stock Acquisiton 2016-10-31 8,704 $13.11 26,351 No 4 M Direct
Common Stock Disposition 2016-10-31 8,704 $54.70 17,647 No 4 S Direct
Common Stock Acquisiton 2016-10-31 8,704 $24.97 26,351 No 4 M Direct
Common Stock Disposition 2016-10-31 8,704 $54.70 17,647 No 4 S Direct
Common Stock Acquisiton 2016-10-31 8,704 $33.90 26,351 No 4 M Direct
Common Stock Disposition 2016-10-31 8,704 $54.70 17,647 No 4 S Direct
Common Stock Acquisiton 2016-10-31 6,000 $33.89 23,647 No 4 M Direct
Common Stock Disposition 2016-10-31 6,000 $54.70 17,647 No 4 S Direct
Common Stock Acquisiton 2016-10-31 6,000 $35.47 23,647 No 4 M Direct
Common Stock Disposition 2016-10-31 6,000 $54.70 17,647 No 4 S Direct
Common Stock Acquisiton 2016-10-31 6,000 $44.88 23,647 No 4 M Direct
Common Stock Disposition 2016-10-31 6,000 $54.70 17,647 No 4 S Direct
Common Stock Acquisiton 2016-10-31 5,184 $51.57 22,831 No 4 M Direct
Common Stock Disposition 2016-10-31 5,184 $54.70 17,647 No 4 S Direct
Common Stock Disposition 2016-10-31 14,006 $54.98 3,641 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2016-10-31 8,704 $0.00 8,704 $22.60
Common Stock Stock Options (Right to Buy) Disposition 2016-10-31 8,704 $0.00 8,704 $13.11
Common Stock Stock Options (Right to Buy) Disposition 2016-10-31 8,704 $0.00 8,704 $24.97
Common Stock Stock Options (Right to Buy) Disposition 2016-10-31 8,704 $0.00 8,704 $33.90
Common Stock Stock Options (Right to Buy) Disposition 2016-10-31 6,000 $0.00 6,000 $33.89
Common Stock Stock Options (Right to Buy) Disposition 2016-10-31 6,000 $0.00 6,000 $35.47
Common Stock Stock Options (Right to Buy) Disposition 2016-10-31 6,000 $0.00 6,000 $44.88
Common Stock Stock Options (Right to Buy) Disposition 2016-10-31 5,184 $0.00 5,184 $51.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-03-04 2018-03-04 No 4 M Direct
0 2010-03-03 2019-03-03 No 4 M Direct
0 2011-03-02 2020-03-02 No 4 M Direct
0 2012-03-08 2021-03-08 No 4 M Direct
0 2013-03-06 2022-03-06 No 4 M Direct
0 2014-03-05 2023-03-05 No 4 M Direct
0 2015-03-04 2024-03-04 No 4 M Direct
816 2016-03-03 2025-03-03 No 4 M Direct
Footnotes
  1. Directors' Annual (2008) Non-Qualified Stock Option Award Vesting Schedule: 25% 3/4/2009, 25% 3/4/2010, 25% 3/4/2011, 25% 3/4/2012.
  2. Directors' Annual (2009) Non-Qualified Stock Option Award Vesting Schedule: 25% 3/3/2010; 25% 3/3/2011; 25% 3/3/2012; 25% 3/3/2013.
  3. Directors' Annual (2010) Non-Qualified Stock Option Award Vesting Schedule: 25% 3/2/2011; 25% 3/2/2012; 25% 3/2/2013; 25% 3/2/2014.
  4. Directors' Annual (2011) Non-Qualified Stock Option Award: 100% vested on 3/8/2012.
  5. Directors' Annual (2012) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"). 100% vested on 3/6/2013.
  6. Directors' Annual (2013) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"); 100% vested on 3/5/2014.
  7. Directors' Annual (2014) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP"); 100% vested on 3/4/2015.
  8. Directors' Annual (2015) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% vested on 3/8/2016.