Filing Details

Accession Number:
0001225208-16-040947
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-01 17:02:36
Reporting Period:
2016-10-28
Filing Date:
2016-11-01
Accepted Time:
2016-11-01 17:02:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
783005 Emmis Communications Corp EMMS Radio Broadcasting Stations (4832) 351542018
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1001748 H Jeffrey Smulyan 40 Monument Circle
Suite 700
Indianapolis IN 46204
Chairman,Ceo Yes Yes Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-10-28 3,900 $2.80 109,534 No 4 M Direct
Class A Common Stock Disposition 2016-10-28 3,900 $3.70 105,634 No 4 S Direct
Class A Common Stock Acquisiton 2016-11-01 6,561 $0.00 112,195 No 4 A Direct
Class A Common Stock Disposition 2016-11-01 3,023 $3.40 109,172 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option Right To Buy Disposition 2016-10-28 3,900 $0.00 3,900 $2.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,649 2013-03-01 2022-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,720 Indirect By 401(k) Plan
Class A Common Stock 2,780 Indirect By Trusts for Children
Footnotes
  1. The Company exercised its right under Executive's employment agreement to pay a portion of the executive's salary in shares of Class A Common Stock.
  2. Total number of shares withheld to satisfy tax withholding obligations.