Filing Details

Accession Number:
0001209191-16-147229
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-28 11:32:40
Reporting Period:
2016-10-27
Filing Date:
2016-10-28
Accepted Time:
2016-10-28 11:32:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
763901 Popular Inc BPOP State Commercial Banks (6022) 660667416
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187725 L Richard Carrion Po Box 362708
San Juan PR 00936-2708
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $0.01 Per Share Disposition 2016-10-27 406 $38.96 360,127 No 4 F Direct
Common Stock Par Value $0.01 Per Share Disposition 2016-10-27 16,858 $37.44 343,269 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock Par Value $0.01 Per Share 23 Indirect by son
Common Stock Par Value $0.01 Per Share 3,408 Indirect by Spouse
Common Stock Par Value $0.01 Per Share 81,955 Indirect Junior Investment
Footnotes
  1. Based on the closing price of the common stock on September 25, 2016, the vesting date.
  2. Includes 1,024.901 shares acquired since Mr. Carrion's last Form 4, pursuant to reinvestment of dividends paid by the Corporation in transactions exempt from Section 16 of the Securities Exchange Act.
  3. This price is a weighted average price. These shares were sold in multiple transactions ranging from $37.25 to $37.69, inclusive. The reporting person undertakes to provide to the Corporation, any security holder of the Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Shares held by the estate of Mr. Carrion's deceased spouse.
  5. Represents Mr. Carrion's indirect ownership in the shares of the Corporation owned by Junior Investment Corporation in which he has approximately a 16.99% interest.