Filing Details

Accession Number:
0000909791-16-000100
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-27 17:26:04
Reporting Period:
2016-10-26
Filing Date:
2016-10-27
Accepted Time:
2016-10-27 17:26:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909791 Ultratech Inc UTEK Special Industry Machinery, Nec (3559) 943169580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
939376 W Arthur Zafiropoulo 3050 Zanker Road
San Jose CA 95134
Chairman Of The Board And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-10-26 58,919 $21.79 817,468 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $21.80 per share to a high of $22.27 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  2. Includes (i) 52,000 shares and (ii) 38,000 shares, each subject to RSUs granted in 2013 and 2014, respectively. The RSUs vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2017 or 2018, respectively, for the 2 monthly installments that vest in the final year).