Filing Details

Accession Number:
0001212545-16-000459
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-10-24 16:49:57
Reporting Period:
2016-05-18
Filing Date:
2016-10-24
Accepted Time:
2016-10-24 16:49:57
Original Submission Date:
2016-05-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212545 Western Alliance Bancorporation WAL State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331727 Ralph Duane Froeschle C/O Western Alliance Bancorporation
One E. Washington Street, Ste 1400
Phoenix AZ 85004
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-18 10,147 $35.25 39,853 No 4 S Indirect Duane Froeschle Revocable Trust u/a dtd 06/29/2006
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Duane Froeschle Revocable Trust u/a dtd 06/29/2006
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,050 Direct
Common Stock 64,228 Indirect Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006
Common Stock 5,184 Indirect 401K Plan
Footnotes
  1. On April 15, 2016, the Reporting Person transferred 50,000 shares to the Duane Froeschle Revocable Trust u/a/ dtd 06/29/2006.
  2. The disposed of shares were previously incorrectly reported as coming from the Reporting Person's direct holdings. This filing reflects the changes in form of ownership for the Reporting Person's holdings as of April 15, 2016, and properly states the holding from which the disposed of shares were sold.
  3. On April 15, 2016, the Reporting Person transferred 64,228 shares to the Duane Froeschle Revocable Trust u/a u/a/d dtd 06/29/2006.
  4. Reflects shares held in the 401K Plan to include employer match as of 5/12/16.