Filing Details

Accession Number:
0001144204-16-129201
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-24 16:49:40
Reporting Period:
2016-10-20
Filing Date:
2016-10-24
Accepted Time:
2016-10-24 16:49:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1267813 Marinus Pharmaceuticals Inc MRNS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202793 Michael Powell C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1211465 P L Vi Partners Venture Sofinnova C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1245624 James Healy C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1294340 Alain Azan C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1312272 Sofinnova Venture Affiliates Vi Lp C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1362314 Eric Buatois C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1397188 Sofinnova Management Vi, L.l.c. C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1397189 Sofinnova Venture Partners Vi Gmbh & Co. Kg C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
1590102 Anand Mehra C/O Sofinnova Ventures
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-10-20 724,788 $1.39 1,134,851 No 4 S Indirect See footnote
Common Stock Disposition 2016-10-20 13,367 $1.39 224,845 No 4 S Indirect See footnote
Common Stock Disposition 2016-10-20 12,528 $1.39 15,470 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. Shares are held by Sofinnova Venture Partners VI, L.P. ("SVP VI"). Sofinnova Management VI, L.L.C. ("SM VI") is the general partner of SVP VI and James I. Healy ("Healy"), Michael F. Powell ("Powell"), Alain L. Azan ("Azan") and Eric P. Buatois ("Buatois"), the managing members of SM VI, and Anand Mehra ("Mehra"), a former director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.
  2. Shares are held by Sofinnova Venture Partners VI GmbH & Co. KG ("SVP KG"). SM VI is the managing limited partner of SVP KG, and Healy, Powell, Azan and Buatois, the managing members of SM VI, and Mehra, a former director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.
  3. Shares are held by Sofinnova Venture Affiliates VI, L.P. ("SVA VI"). SM VI is the general partner of SVA VI, and Healy, Powell, Azan and Buatois, the managing members of SM VI, and Mehra, a former director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.