Filing Details
- Accession Number:
- 0001225208-16-040711
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-24 16:33:52
- Reporting Period:
- 2016-10-20
- Filing Date:
- 2016-10-24
- Accepted Time:
- 2016-10-24 16:33:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 36104 | Us Bancorp | USB | National Commercial Banks (6021) | 410255900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1038253 | Jr D Arthur Collins | One Stamford Plaza 263 Tresser Boulevard, 15Th Floor Stamford CT 06901 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2016-10-20 | 35,845 | $35.76 | 35,845 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-10-20 | 35,845 | $44.01 | 0 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-02-01 | 47,165 | $0.00 | 0 | No | 5 | G | Indirect | by GRAT |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | by GRAT |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Non-Employee Director Stock Option (Right to Buy) | Disposition | 2016-10-20 | 35,845 | $0.00 | 35,845 | $35.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-17 | No | 4 | M | Direct |
Footnotes
- The reporting person's direct holdings were erroneously adjusted downward by 674 shares in a Form 4 filed by the reporting person on April 22, 2015, when those holdings should have in fact been adjusted upward by 674 shares. Accordingly, the number of shares reported in this box is 1,348 shares more than that reported on previous forms.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $43.97 to $44.08. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The reporting person transferred 4,112 shares and 6,398 shares into the GRAT account on September 3, 2014 and September 4, 2014, respectively.
- The option vested in four equal annual installments beginning on January 17, 2008.
Billionaire Hedge Funds
