Filing Details

Accession Number:
0001209191-16-146734
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-24 16:33:09
Reporting Period:
2016-10-20
Filing Date:
2016-10-24
Accepted Time:
2016-10-24 16:33:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411488 Blackhawk Network Holdings Inc HAWK Finance Services (6199) 432099257
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593933 C David Tate 6220 Stoneridge Mall Rd
Pleasanton CA 94588
Svp, U.s. Retail No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-20 2,500 $21.03 22,372 No 4 M Direct
Common Stock Acquisiton 2016-10-20 13,076 $26.73 35,448 No 4 M Direct
Common Stock Acquisiton 2016-10-20 6,875 $20.00 42,323 No 4 M Direct
Common Stock Disposition 2016-10-20 22,451 $36.40 19,872 No 4 S Direct
Common Stock Disposition 2016-10-20 5,863 $36.51 14,009 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-10-20 2,500 $0.00 2,500 $21.03
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-10-20 13,076 $0.00 13,076 $26.73
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-10-20 6,875 $0.00 6,875 $20.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-10-18 No 4 M Direct
13,074 2021-03-12 No 4 M Direct
6,875 2020-03-26 No 4 M Direct
Footnotes
  1. Transaction executed in multiple trades at prices ranging from $36.325 to $36.50 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  2. Transaction executed in multiple trades at prices ranging from $36.50 to $36.5075 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  3. The shares subject to the option vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest in five equal annual installments starting on March 14, 2012, subject to the Reporting Person's ontinued employment or service relationship with the Company on each such vesting date.
  4. The shares subject to the option vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 12, 2014, subject to the Reporting Person's continued employment or service relationship with the Company on each such vesting date.
  5. The shares subject to the option vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 26, 2013, subject to the Reporting Person's continued employment or service relationship with the Company on each such vesting date.