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Home > Insider Trading > Filing (0001209191-16-146637)

Filing Details

Accession Number:: 0001209191-16-146637
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-10-21 18:15:09
Reporting Period:: 2016-10-19

Filing Date:: 2016-10-21
Accepted Time:: 2016-10-21 18:15:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1044378	Biocept Inc	BIOC	Services-Medical Laboratories (8071)	330757995

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1589616	Bruce Gerhardt	C/O Biocept, Inc. 5810 Nancy Ridge Drive San Diego CA 92121		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-10-19	50,000	$1.10	73,304	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2016-10-19	50,000	$0.00	50,000	$1.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,000	2016-10-19	2021-10-19	No	4	P	Direct

Footnotes

Shares were purchased from the issuer in a unit offering, with each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock for $1.10 per unit.
On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 46,605 fewer shares.