Filing Details

Accession Number:
0000899243-16-032092
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-20 21:17:08
Reporting Period:
2016-10-18
Filing Date:
2016-10-20
Accepted Time:
2016-10-20 21:17:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP Services-Prepackaged Software (7372) 371634325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626754 Greg Pavlik C/O Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
Chief Product Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-10-18 18,663 $6.81 361,078 No 4 S Direct
Common Stock Disposition 2016-10-19 15,656 $6.96 133,367 No 4 S Indirect Gregory Pavlik and Ruth Ann Pavlik, as trustees of the Pavlik Trust dated March 15, 2013
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect Gregory Pavlik and Ruth Ann Pavlik, as trustees of the Pavlik Trust dated March 15, 2013
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2016.
  2. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $6.50 to $6.895 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
  3. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $6.81 to $7.06 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.