Filing Details
- Accession Number:
- 0001040470-16-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-20 17:52:02
- Reporting Period:
- 2016-10-18
- Filing Date:
- 2016-10-20
- Accepted Time:
- 2016-10-20 17:52:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040470 | Aehr Test Systems | AEHR | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 942424084 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1066598 | R W William Elder | Aehr Test Systems 400 Kato Terrace Fremont CA 94539 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-10-20 | 25,200 | $0.80 | 37,402 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-20 | 25,200 | $2.90 | 12,202 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-10-20 | 10,000 | $0.97 | 22,202 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-10-20 | 10,000 | $2.90 | 12,202 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-10-20 | 25,200 | $0.00 | 25,200 | $0.80 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-10-20 | 10,000 | $0.00 | 10,000 | $0.97 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2016-10-18 | 10,000 | $0.00 | 10,000 | $2.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-12-28 | 2019-11-28 | No | 4 | M | Direct |
| 0 | 2013-01-22 | 2020-01-22 | No | 4 | M | Direct |
| 10,000 | 2016-11-18 | 2023-10-18 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,000 | Indirect | Trust for Son |
| Common Stock | 111,800 | Indirect | By Trust |
Footnotes
- One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter.
- 2,500 shares became exercisable on this date and an additional one ninth (1/9) of 7,500 shares became exercisable each month thereafter.
- One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.
Billionaire Hedge Funds
