Filing Details

Accession Number:
0001209191-16-146366
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-19 16:42:25
Reporting Period:
2016-10-17
Filing Date:
2016-10-19
Accepted Time:
2016-10-19 16:42:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294133 Inogen Inc INGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596078 Raymond Huggenberger 326 Bollay Drive
Goleta CA 93117
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-17 1,534 $0.81 8,342 No 4 M Direct
Common Stock Acquisiton 2016-10-17 5,555 $8.37 13,897 No 4 M Direct
Common Stock Disposition 2016-10-17 1,534 $56.32 12,363 No 4 S Direct
Common Stock Disposition 2016-10-17 5,555 $56.22 6,808 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-10-17 1,534 $0.00 1,534 $0.81
Common Stock Stock Option (right to buy) Disposition 2016-10-17 5,555 $0.00 5,555 $8.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-03-28 No 4 M Direct
12,037 2023-10-10 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2016.
  2. Represents the weighted average share price of an aggregate total of 1,534 shares sold in the price range of $56.15 to $56.51 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Represents the weighted average share price of an aggregate total of 5,555 shares sold in the price range of $55.770 to $56.525 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is April 1, 2012.
  5. The Form 3 filed on February 12, 2014 mistakenly reported the expiration date as 03/28/2012.
  6. Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013.