Filing Details
- Accession Number:
- 0001209191-16-146262
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-19 10:40:01
- Reporting Period:
- 2016-10-17
- Filing Date:
- 2016-10-19
- Accepted Time:
- 2016-10-19 10:40:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277948 | Csx Corp | CSX | Railroads, Line-Haul Operating (4011) | 621051971 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1165185 | J Michael Ward | 500 Water Street Jacksonville FL 32202 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-10-17 | 128,000 | $30.97 | 74,539 | No | 4 | S | Indirect | Michael Ward Revocable Trust |
| Common Stock | Disposition | 2016-10-17 | 172,000 | $30.97 | 0 | No | 4 | S | Indirect | Michael Ward GRAT #3 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Michael Ward Revocable Trust |
| No | 4 | S | Indirect | Michael Ward GRAT #3 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | Acquisiton | 2016-09-15 | 80 | $0.00 | 80 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,130 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 198,742 | Direct | |
| Common Stock | 397,303 | Indirect | CSX Corporation Executive Stock Trust |
| Common Stock | 14,872 | Indirect | CSX Corporation 401(k) Plan |
Footnotes
- By Michael Ward, Trustee
- By Trustee, CSX Corporation Executive Stock Trust.
- By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
- Each unit of phantom stock is the economic equivalent of one share of Company common stock. Units of phantom stock become payable, in cash, consistent with the Reporting Person's distribution election made at the time of deferral.
- Reflects units of phantom stock acquired through the dividend reinvestment feature of the CSX Corporation Executive Deferred Compensation Plan.
- By Trustee, CSX Corporation Executive Deferred Compensation Plan.
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