Filing Details

Accession Number:
0001612895-16-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-18 20:48:38
Reporting Period:
2016-10-14
Filing Date:
2016-10-18
Accepted Time:
2016-10-18 20:48:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612895 Keith Eadie 1250 53Rd Street
Ste 2
Emeryville CA 94608
Chief Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-14 5,000 $0.60 57,066 No 4 M Direct
Common Stock Disposition 2016-10-14 9,240 $8.30 47,826 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-10-14 5,000 $0.00 5,000 $0.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2020-10-12 No 4 M Direct
Footnotes
  1. Of the reported shares, 47,555 shares are represented by RSUs.
  2. The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2016.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.18 to $8.35 per share. The Reporting Person undertakes to provide to the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. Option was granted on 10/12/2010, is fully vested and immediately exercisable.