Filing Details

Accession Number:
0001140361-16-082782
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-14 15:11:56
Reporting Period:
2016-10-12
Filing Date:
2016-10-14
Accepted Time:
2016-10-14 15:11:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1099941 Mvc Capital Inc. MVC () 943346760
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223003 C Robert Knapp C/o Mvc Capital, Inc.
287 Bowman Ave., 2Nd Floor
Purchase NY 10577
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Acquisiton 2016-10-12 20,000 $8.71 320,765 No 4 P Indirect See footnote
Common Stock, $.01 Par Value Acquisiton 2016-10-13 28,254 $0.00 349,019 No 4 J Indirect See footnote
Common Stock, $.01 Par Value Acquisiton 2016-10-13 5,036 $0.00 354,055 No 4 J Indirect See footnote
Common Stock, $.01 Par Value Acquisiton 2016-10-13 14,691 $0.00 368,746 No 4 J Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 J Indirect See footnote
No 4 J Indirect See footnote
No 4 J Indirect See footnote
Footnotes
  1. By Ironsides Holdings LLC, which is wholly-owned by the Reporting Person.
  2. Indirect liquidating distribution from Ironsides Partners Opportunity Master Fund LP, which was controlled by the Reporting Person, and which distribution is an exempt transaction pursuant to Rule 16a-13.
  3. By RCK Holdings II LLC, of which Reporting Person is trustee and the beneficiaries are the Reporting Person's children.