Filing Details
- Accession Number:
- 0001612849-16-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-10-13 20:23:29
- Reporting Period:
- 2016-10-11
- Filing Date:
- 2016-10-13
- Accepted Time:
- 2016-10-13 20:23:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1449278 | Tubemogul Inc | TUBE | Services-Prepackaged Software (7372) | 510633881 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612849 | Brett Wilson | 1250 53Rd Street, Suite 2 Emeryville CA 94608 | President, Ceo & Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-10-11 | 15,000 | $8.69 | 1,237,011 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-10-12 | 15,000 | $8.43 | 1,222,011 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,500 | Indirect | by Child A |
| Common Stock | 18,500 | Indirect | by Child B |
| Common Stock | 18,500 | Indirect | by Child C |
| Common Stock | 250 | Indirect | by Niece |
| Common Stock | 250 | Indirect | by Nephew |
Footnotes
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.44 to $8.93 per share. The Reporting Person undertakes to provide to the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Of the reported shares, 117,057 shares are represented by RSUs.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.37 to $8.53 per share. The Reporting Person undertakes to provide to the Issuer, anysecurity holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Billionaire Hedge Funds
