Filing Details

Accession Number:
0001209191-16-145824
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-13 17:36:25
Reporting Period:
2016-10-12
Filing Date:
2016-10-13
Accepted Time:
2016-10-13 17:36:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1385867 Coupa Software Inc COUP Services-Prepackaged Software (7372) 204429448
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532809 Neeraj Agrawal C/O Battery Ventures Viii, L.p.
One Marina Park Drive, Suite 1100
Boston MA 02210
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-12 6,243,840 $0.00 6,594,220 No 4 C Indirect By Battery Ventures VIII, L.P.
Common Stock Acquisiton 2016-10-12 275,000 $18.00 6,869,220 No 4 P Indirect By Battery Ventures VIII, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Battery Ventures VIII, L.P.
No 4 P Indirect By Battery Ventures VIII, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2016-10-12 36,030 $0.00 45,239 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2016-10-12 839,552 $0.00 1,595,517 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2016-10-12 1,432,578 $0.00 1,432,578 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2016-10-12 1,164,075 $0.00 1,164,075 $0.00
Common Stock Series E Convertible Preferred Stock Disposition 2016-10-12 767,715 $0.00 767,715 $0.00
Common Stock Series F Convertible Preferred Stock Disposition 2016-10-12 1,087,762 $0.00 1,087,762 $0.00
Common Stock Series G Convertible Preferred Stock Disposition 2016-10-12 150,954 $0.00 150,954 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The total represents shares received upon conversion of shares of Series A, B, C, D, E, F and G Convertible Preferred Stock.
  2. Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into 1.25561723 and 1.90043965 shares, respectively, of Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock and Series G Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The convertible preferred stock had no expiration date.
  3. Battery Partners VIII, LLC ("BP VIII") is the sole general partner of Battery Ventures VIII, L.P. ("Battery Ventures VIII"). BP VIII's investment adviser is Battery Management Corp. (together with BP VIII, the "Battery Companies"). The Reporting Person, Michael M. Brown, Thomas J. Crotty, Richard D. Frisbie, Kenneth P. Lawler, R. David Tabors, Scott R. Tobin and Roger H. Lee are the managing members and officers of the Battery Companies and may be deemed to share voting and dispositive power with respect to the shares held by Battery Ventures VIII. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.