Filing Details

Accession Number:
0001144204-16-127762
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-10-11 21:09:44
Reporting Period:
2016-10-06
Filing Date:
2016-10-11
Accepted Time:
2016-10-11 21:09:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512138 Great Basin Scientific Inc. GBSN () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1255159 C Kenneth Griffin C/o Citadel Gp Llc
131 S. Dearborn Street, 32Nd Floor
Chicago IL 60603
No No Yes No
1307720 Citadel Securities Llc C/o Citadel Gp Llc
131 S. Dearborn Street, 32Nd Floor
Chicago IL 60603
No No Yes No
1423052 Citadel Gp Llc 131 S. Dearborn Street, 32Nd Floor
Chicago IL 60603
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-06 19,515 $0.30 755,701 No 4 P Indirect See Footnote
Common Stock Disposition 2016-10-06 20,815 $0.30 734,886 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. This security is owned by Citadel Securities LLC.
  2. This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $0.300 to $0.303 per share. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  3. This price represents the weighted average purchase price. The purchase prices for these transactions ranged from $0.300 to $0.303 per share. The Reporting Person undertakes to provide upon the request of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. CALC III LP ("CALC3") is the non-member manager of Citadel Securities. Citadel GP LLC ("CGP") is the general partner of CALC3. Mr. Griffin is the President and Chief Executive Officer of, and owns a controlling interest in, CGP.